Rudra Shares and Stock Brokers LTD.

Trading Soft

DP KYC RELATED
DOCUMENTS/FORMS

Exg.Margin

KYC KRA FORMS

Policy

Bank Details

SAMPLE A/C OP. FORM

FRANCHISEE
PROPOSAL FORM

Sr No	File Name	Date
1	NOW Setup	19.01.2017
2	Rudra Bazar (Client Setup)	02.07.2020
3	Rudra Karobar ( Diet Setup )	02.07.2020
5	Java 6	27.05.2014
6	Scripmaster	05.08.2020
7	NSE FO Scripmaster	05.08.2020

Sr No	File Name	Download
1.	DP POA W.E.F 01.10.2019
2.	Additional Exchange Format for Trading Account
3.	NEW TARRIF and UNDERTAKING PAGE 17
4.	BSDA FORMAT
5.	COMM. EXCH. Undertaking for reactivation of client's trading account 01.03.16
6.	Freeze Unfreeze Request Form Annexure 13.1
7.	Loss Marking for DIS
8.	MF Destatement Form Annexure 18.1
9.	MF Restatement Form Annexure 18.3
10.	Modification Form Commodities Trading Account
11.	Nomination Form New 01.02.17 Annexure 3.2
12.	RCPL_Format for Consent letter for Trading in Options on Commodity Futures
13.	Reallocation Form Commodities
14.	Reallocation Form for DP & Trading
15.	Account closure form for DP & Trading
16.	Rematerialization Request Form Annexure 9.1
17.	Repurchase Redemption Form Annexure 18.4
18.	Transmission Cum Demat Form Annexure 4.5
19.	Transmission Request Form For Joint Holder Annexure 7.2
20.	Transmission Request Form For Sole Holder Annexure 7.1
21.	Transposition Form 4.2
22.	RUDRA SHARES ACCOUNT OPENING FORM EQUITY+COMMODIT
23.	Brokerage Correction Form For Equity Trading Account
24.	Modification Form for DP & Trading Annexure
25.	Account closer form for commodity
26.	Transfer Deed
27.	REACTIVATION FORM EQUITY TRADING INDIVIDUAL ACCOUNT
28.	FATCA Form
29.	RUNNING ACCOUNT AUTHORIZATION RCPL
30.	UNDERTAKING FOR COMMON MOBILE NO_EMAIL ID
31.	Annexure-4.1-Dematerialisation-Request-Form
32.	BOARD RESOLUTION FOR COMBINED ACCOUNT OPENING
33.	MOBILE SMS EMAIL ADDITION FORM DP TRADING
34.	UNDERTAKING BY FOR nonBSDA
35.	Huf Declaration for Demat & Trading Account
36.	RUDRA COMVENTURES P LTD Account Opening Form 2018
37.	RCPL Format for Consent letter for Trading in Commodity Options
38.	KYC standard documents as mentioned in booklet B

Sr No	File Name	Date
1	NCDEX - (05-Aug-20)	10:41 05-Aug-20
2	MCX - (05-Aug-20)	10:41 05-Aug-20
3	NSE F&O - (05-Aug-20)	10:40 05-Aug-20
4	CURRENCY - (03-Aug-20)	09:06 03-Aug-20

Sr No	File Name	Download
1.	CKYC-Individual
2.	Kyc Individual Form DP & Trading Account
3.	KYC change Individual
4.	Kyc Non Individual annexure
5.	Kyc Non Individual Form
6.	CKYC INDIVIDUAL

Sr No	File Name	Download
1.	RSSBL SORM Policy
2.	Policy For Research Conflict Management RSSBL
3.	PMLA Policy RSSBL
4.	Policy For Client Code Modification RSSBL
5.	Policy For Dealing Conflict of Intrest RSSBL
6.	Policy For Employees & Insider Trading RSSBL
7.	Policy For InactiveDormant Account RSSBL
8.	Policy For Investor Complaint Redressal Mechanism RSSBL
9.	Policy For Pre Funded Instruments & E.T.F RSSBL
10.	Policy For Risk Management RSSBL
11.	Policy For RMS RSSBL
12.	Policy For Surveillance Procedures RSSBL
13.	Unauthenticated News Circulation Policy RSSBL
14.	Policy For Client Account Settlement RSSBL
15.	Policy-on-Research-Analyst_RSSBL_19.03.2016
16.	RCPL_Policy_for_Inactive_Accounts_25.02.2016
17.	RSSBL_Policy_for_Inactive_Accounts_25.02.2016

Sr No	File Name	Download
1.	Demo Commodity KYC Form
2.	DEMO DP & EQUITY KYC Forms
3.	DEMO COMMODITY KYC Forms